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Legimag n°19 | Robo-advisors: investor protection, to code or not to code?

Robo-advisors are a recent innovation in the European retail financial services space and a popular example of “Fintech”. They have raised investor protection questions, which we will discuss by comparing draft Luxembourg legislation with United States federal regulation. The purpose of this discussion is to present a high-level – and non-exhaustive - analysis of key obligations.

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